diligence on the projects, verify investors’ identities and status, and conduct risk assessment of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high

instructed EARTH to prepare a special audit, in addition to the previous order, concerning the sources, existence and status of the above debts to verify the total amount of such debts. In this regard, the

any of investing public who have been contacted or solicited to invest in derivatives products such as gold futures and oil futures, no matter how tempting the offers are, to verify the legitimacy of

risks and sufficiently determine other audit procedures to consider the cause of such discrepancy and impact on accuracy of other accounts. Moreover, he did not determine any procedure to verify the

Thailand: - (a) registration and renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with

inspect the operation of the public sector and the business sector regarding proper and appropriate protection of personal data.”   _____________________________

แนวทางของสมาคม enhanced KYC/CDD โดย identify & verify ตามแนวทางที่สมาคมกําหนด - รวบรวมขอมูลเพิ่ม - verify เพิ่มจากแหลงที่เช่ือถือได - การประเมินมาตรการ AML/CFT (กรณีลูกคาที่เปนสถาบันการเงินตางประเทศ

3. Testing (System Testing/System Integration Testing) to verify the interactions between the modules of a software system 4. User Acceptance Test (UAT) 3. Testing (System Testing/System Integration

related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to

evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5- derivatives broker to examine or inspect promptly, and also for the Office and auditor of