debt securities or investment units; (2) fee on debt securities dealing shall be at a rate according to the dealing value as follows: (a) less than 10 billion baht 50,000 baht per year (b) from 10
matters as follows: (1) a system for repayment of obligations under derivatives shall specify the point of time for the repayment and the delivery of the underlying goods under the derivatives (if any
under a regulatory sandbox in the same manner as a derivatives clearing house shall arrange a work system and operate efficiently in the additional matters as follows: (1) a system for repayment of
management record as follows: (a) for the period of one year prior to the date the securities company submits the application, no investor contact working for the securities company being imposed a probation
follows: (a) for the period of one year prior to the date the securities company submits the application, no investor contact working for the securities company being imposed a probation or higher more than
contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as follows: (a) for the
; (4) have good management record as follows: (a) for the period of one year prior to the date the derivatives broker submits the application, no investor contact working for the derivatives broker being
") would like to describe and analyze the financial position and operating results for year 2018 are summarized as follows. Performance Analysis From business operation of year 2018, the companies has