financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

fund can invest in an infrastructure fund listed on the stock exchange not exceeding 15 percent of its net asset value (NAV); and not exceeding 25 percent of NAV for a fund offering investment units for

business operator, (iii) an audit firm where the SEC-approved auditors work, (iv) the Stock Exchange of Thailand or its subsidiary whose shares are held by the SET at least 75%, or (v) a service provider

misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit

infrastructure trust publicly offered, at least 70 percent of its investment must be in the projects having commercial revenues and the units must be listed on the Stock Exchange of Thailand. For infrastructure

market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply

alert for impersonations of official agencies and organizations such as the SEC itself and listed companies on the Stock Exchange, or solicitations to invest through allegedly over-the-counter trading

Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him. As a result, he is liable to

, which is the biggest loss since it registered in the Stock Exchange of Thailand. Subsequently, during the period of 19 to 24 July 2017, Mr. Somboon, who knew or possessed the inside information, sold

the Stock Exchange of Thailand (SET) on 11 September 2020. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a