The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
the ASEAN Region เพื่อเสริมสร้างความรู้และความเข้าใจแก่ตัวแทนของบริษัทในประเทศไทยที่สนใจเป็นผู้ประเมินภายนอกที่ให้บริการในประเทศ (external review provider) ซึ่งทำหน้าที่ประเมินการออกและเสนอขายตราสารหนี้
Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SEC has launched information station microsite about capital market fundraising under the name “Start to grow” (www.sec.or.th
Bangkok, 6 January 2021 – This is with reference to the Cabinet’s resolution on 29 December 2020, approving additional public holidays and deferring the substitution holiday for Chulalongkorn Day
In the event, Dr. Pichit Akaratit, SEC Chairman, honorably gave an opening remark. Whereas Ruenvadee Suwanmongkol, SEC Secretary-General, delivered welcome remark and stated the objectives of this
The Securities Commission Malaysia, the Monetary Authority of Singapore, and the Securities and Exchange Commission of Thailand have signed a Memorandum of Understanding to enhance the ASEAN
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
Given the changing economic and business environments, listed companies are increasingly engaged in more diverse and complex transactions; however, the current rules may not cover – or in some cases
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged