information regarding work place location, time period of work, position, scope of work and responsibilities, and proportion of time consumed for asset custody function to the total time of working; □ (c
, scope of work and responsibilities, and proportion of time consumed for asset custody function to the total time of working; □ (c) Personal planning for business expansion (if any). In case where no
client of the operation according to (a); (c) Disclose the repurchase price to the client; (d) Ensure that responsible staff provides correct information to the client; (3) Provide service for client
securities company; (b) Promote or publicize to the client of the operation according to (a); (c) Disclose the repurchase price to the client; (d) Ensure that responsible staff provides correct information to
adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14(1) or (2) contains the client’s name
-to-date, reliability, or adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14(1) or
accuracy, up-to-date, reliability, or adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14
securities brokerage or securities dealing, as follows: (a) a commercial bank; (b) a finance company; (c) a securities company ; (d) a credit foncier company; (e) an insurance company; (f) a juristic person
brokerage or securities dealing, as follows: 2 (a) a commercial bank; (b) a finance company; (c) a securities company; (d) a credit foncier company; (e) an insurance company; (f) a juristic person established