orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
visiting SEC booth at SET in the City 2013. Presented under the theme ?SEC Investment Academy?, the SEC booth this year will be a source of knowledge for new investors. The visitors can start learning their
Mr. Robert Edward Jowett Mr. Robert Edward Jowett as the director responsible for the operation of Data Resources Asia Co., Ltd. violated Section 301. The public prosecutor issued a prosecution order
judgment of the Court of First Instance on November 24, 2006 that dismissed the case and sentenced the accused to12 year imprisonment for breaching of Section 56 and Section 312 of Securities and Exchange
Court of First Instance on November 24, 2006 that dismissed the case and sentenced the accused to12 year imprisonment for breaching of Section 56 and Section 312 of Securities and Exchange Act of 1992
Dr. Suthep Wongpat Dr. Suthep Wongpat, former director responsible for the operation of the company under the Securities Exchange Act B.E. 2535 (1992) and entrusted to manage the property of the
Mr. Jirapat Tangtongjit Mr. Jirapat Tangtongjit failed to comply with the competent officer's order for testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303
Singha Paratech Public Company Limited Singha Paratech Public Company Limited failed to prepare and submit the reviewed financial statements for Q3/2011 to the SEC and the SET within the specified
Datamat PLC. Datamat PLC (DTM) failed to prepare and submit the financial statements for the six-month period ended June 30, 2012 to the SEC and the SET within the specified period. A statute of