securities or investment units; (3) a person who obtains derivatives business license in the category of derivatives broker whose shareholder is a commercial bank or the securities company under either (1) or
) “applicant” means a person applying for derivatives business license under this Notification; (5) “commercial bank” means any commercial bank in accordance with law on commercial banking or law on business of
point of the criminal enforcement process. Under this process, in order to adjudicate whether a person has committed an offense it will depend on the investigation under the authority of the
” means any person undertaking business relating to buying or selling gold in Thailand. (3) “Major shareholder” means any holder or beneficial owner of shares in the amount exceeding ten percent of the
person who performs the duty as REIT manager in accordance with the trust instrument. Chapter 1 General Provisions __________________ Clause 4 An offer for sale of debt securities, which is not exempted
transactions; (3) “Property” or “Asset” means tangible or intangible property which is owned by a person or business, which has a value and may be disposed of, distributed or transferred. Clause 3. In entering
Earlier, the SEC filed a criminal complaint against JKN and the company’s former directors with the Department of Special Investigation (DSI) (as published in SEC News No. 139/2025 on 5 June 2025
in business operations and encourage business operators to set effective standards of custodian servicesIn addition, in order to prevent assets for the person authorizing the management of the
in business operations and encourage business operators to set effective standards of custodian services.In addition, in order to prevent assets for the person authorizing the management of the