Company Directors and Executives, dated 23 January 2017.
Court’s judgement on 18 November 2019 (SEC News No. 167/2019 dated 18 November 2019). https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=7826&NewsNo=167&NewsYear=2562&Lang=TH
Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017. Information contained
Directors and Executives dated 23 January 2017. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to
Personnel in the Capital Market Business dated 3 June 2014, and were thus suspended as securities investment consultant. The person in (2) was in contravention of Clause 31(1) and Clause 33(3) of the
Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
Characteristics of Personnel in Capital Market Industry dated September 15, 2010. The SEC therefore revoked approval for their present status as investment consultant. Information contained in this news release
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconduct of {B} was a prohibited
) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconducts of branch manager {J} and
and found that the aforesaid persons jointly acted to cause BF and ASC, two related companies where Jalernrat was the director, to issue post-dated cheques to TUCC and Thai Niche, a subsidiary of TUCC