The notification of the Ministry of Finance regarding prescription of conditions for securities company to apply for approval of person to be major shareholder defines the “Major Shareholder” as
promoting of long-term investment for its members to reach the adequacy of future income after retirement. In recent times, SEC had been encouraging the PVD, which is an institutional investor, to
Ms. Rachamarn Suchitchon, Assistant Secretary-General of the Securities and Exchange Commission (SEC), gave a welcome speech to trainees of the Mid-Level Executives of the Transport Management
The webinar was part of the continued collaboration between the SEC Thailand, the CFA Institute, and the CFA Society Thailand to strengthen ESG foundation for securities businesses in Thailand. In
based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular
?April. AGM serves as a venue of shareholders to exercise their rights to vote and ask for clarification in management related issues from companies? directors, executives and auditor. Vorapol said that
Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol
? awareness and preparation of policy formulation, introduction of products and creation of public awareness. In addition, it also proposed implementation guidelines in developing strategy to motivate people
Bangkok, February 17, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General said that ?From Monday 17 February, 2014, investors and general public can simply dial 1207 to call the SEC for information
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed