กลต.ตธ. (ว) 37/2559 ซักซ้อมความเข้าใจเกี่ยวกับแนวทางการปฏิบัติงานและการกำกับดูแลของผู้ประกอบธุรกิจหลักทรัพย์กรณีการเสนอขายตราสารหนี้ 21/12/2559   หนังสือเวียน นำส่งแนวนโยบายร่วม (Joint Policy Statement) ใน

ขาดระบบการสอบยันและการตรวจสอบการปฏิบัติงานที่เพียงพอ รวมถึงการมิได้จัดให้มีนโยบายเกี่ยวกับการรักษา ความปลอดภัยด้านเทคโนโลยีสารสนเทศ (IT security policy) ซึ่งทำให้ไม่มีแนวทางในการควบคุมความเสี่ยงต่างๆ

reporting of suspicious transactions. The policy mentioned in the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional

-money laundering legislations (5) record keeping and retention of records in relation to know-your-client/ customer due diligence process and reporting of suspicious transactions. The policy mentioned in

suspicious transactions. The policy mentioned in the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional structures

not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. (Translation) -3- Clause 5. The management company shall submit to the

entering into the disposition transaction of the land to the connected party. Remuneration policy : Determine the compensation from the land appraisal price of the property appraiser and the negotiation

remaining proceeds as working capital to increase the financial liquidity of the Company’s core businesses with its expertise and consistent with its policy, which consisting of printing, relevant events

working capital to increase the financial liquidity of the Company’s core businesses with its expertise and consistent with its policy, which consisting of printing, relevant events hosting, content

during the 1st Quarter 2019. GFPT Group has policy to mitigate risks from foreign exchange rate volatility, which occurred from export sale and raw material importation by hedging forward contract from