Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
?s selection will be based on knowledge and expertise in the capital market, other related experiences that will be beneficial to the position as well as good governance and ethical behaviors.Those
securities trading orders is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of
SC Malaysia ซึ่งมีวัตถุประสงค์เพื่อร่วมแลกเปลี่ยนความรู้และประสบการณ์ด้านการกำกับการดูแลสินทรัพย์ดิจิทัลของไทยและมาเลเซีย ซึ่งถือเป็นส่วนหนึ่งของความร่วมมือภายใต้ ASEAN Capital Market Forum (ACMF) ที่
” พร้อมเดินหน้าผลักดัน 4 มาตรการหลัก ได้แก่ Quality Demand – Attractive Supply – Trusted Market – Supportive Ecosystem เพื่อเสริมสร้างความเชื่อมั่นให้ผู้ลงทุน ยกระดับขีดความสามารถในการแข่งขัน และเพิ่มเสน่ห์
of OSK Investment Bank Berhad, Malaysia (OSKIB) in purchasing shares of BSEC from BFIT with the offer price significantly higher than the market price, thus requiring OSKIB make a tender offer for
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC
the report (Form 59-2) to the SEC office on January 27, 2020 which means Mr. Chansak failed to prepare and disclose the report within the period specified in the notification of the Capital Market