bank account, land on behalf of related individuals and juristic person, as well as the guarantee by HYDRO directors and related people by pledging its shares to the financial institution creditors

, leading to most gains being generated from accounts payable, and loans from foreign currencies. 6. Loss from asset impairment THB 34 million, most of the loss was incurred from impairment of Material

securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of

broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of

acceptable to the Office. Clause 2. The derivatives broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk

orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the

money from the account owners to pay for their trading. With their continued misconduct for a long period of time {A} and {B} gained a lump sum amount of profit from commission fees from their trading

used a client's account to transfer and keep the acquired shares. {C} obtained a discount from the purchase and profit from selling some PAO shares to his two clients and {E}, another investment

proceeds from the sale from the client’s bank account for personal use; (2) transferring funds without underlying cash (unsupported transfers) to purchase investment units for the client, thereby misleading

shares into an account in amounts disproportionate to the customer’s stated income; customers borrowing substantial sums to invest despite having limited registered capital; or customers receiving