Exchange Commission No. SorThor. 8/2549 Re: Report Forms of Securities Companies (No. 3) dated 31 March 2006. (Translation) - 2 - with the Office on a monthly basis through Form Bor.Lor. 2 and Table Bor.Lor

No. SorThor. 8/2549 Re: Report Forms of Securities Companies (No. 3) dated 31 March 2006. (Translation) - 2 - with the Office on a monthly basis through Form Bor.Lor. 2 and Table Bor.Lor. 2/1 as

rating to be enhanced from its stand-alone rating. On a stand-alone basis, TRIS’s view remains unchanged. The Company’s business performance has been relatively strong and stable from its well-diversified

advisor in the range of 321,470,000 Baht to 373,510,00 Baht. As of 6 November 2019, the Company has an investment in YLP in the amount of 170,000,000 Baht. Basis Adopted to Determine the Value of

reverse stress test. The securities clearing house shall file the report on results of the tests under (1) and (2) with the SEC Office on a quarterly basis within the fifteenth day of the first month of the

รองรับรับความเสี่ยงจากการเปลี่ยนแปลงของอัตราดอกเบี้ย (interest rate risk) ความเสี่ยงที่บริษัทอาจไม่สามารถป้องกันความเสี่ยงได้ทั้งหมด (basis risk) และความเสี่ยงจากการเปลี่ยนแปลงราคาล่วงหน้าของสินค้าที่เกิด

acquisition and disposition of assets; the above transaction equals to 12.88%, calculated under of the basis of total value of consideration paid or received Method, which less than 15% of net Tangible assets

comply with the Related-Party Transaction, which was approved by the Board of Directors. In such case, the Management shall report to the Audit Committee and the Board of Directors on a yearly basis

Assets. The size of the transaction having been calculated on the basis of “Total received value” as a highest value, is less than 15% of the total asset of the Company according to consolidated financial

Board of Directors on a quarterly basis. Please be informed in accordingly. Faithfully yours, (Mrs. Pimjai Leeissaranukul) (Mr. Hiroshi Harada) Chairman President