of the said order, EARTH was deemed to have concealed material facts which should have been stated to investors. On 7 February 2019, EARTH disclosed via the Stock Exchange of Thailand (SET) the
SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of
cooperation between AIMC and other capital market organizations in developing and furthering the efforts of Thailand ESG Data Framework to ensure that it will achieve the set objectives and truly benefit the
Initiatives for Thailand (the Initiatives), one of our key work plans, to set the direction and framework for driving sustainable finance across the financial sector. The Initiatives recommend 5 Key Strategic
capital market to prevent fraud. The concept to set up an investor protection fund is another initiative to help strengthen investor protection in the Thai capital market, making it more systematic and
, President of the Stock Exchange of Thailand (SET), Secretary General of the Association of Thai Securities Companies (ASCO), Chairman of the Association of Investment Management Companies (AIMC), Chairman
discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the