arrange the Category A investor contact subject to the approval by the Office proceeding in accordance with the rule prescribed by the Office, and shall supervise such Category A investor contact to comply
securities underwriting in accordance with the procedures indicated in a prospectus. Clause 5. A securities underwriter shall not subscribe for securities of which it makes underwriting. Clause 6. Subject to
underwriting in accordance with the procedures indicated in a prospectus. Clause 5. A securities underwriter shall not subscribe for securities of which it makes underwriting. 4 Clause 6. Subject to Clause 8, a
for securities of which it makes underwriting. 4 Clause 6. Subject to Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a
that the licensee has comply with the prescribed conditions. Clause 143 Subject to Clause 15, Clause 16 and Clause 17, the fees for application and issuance of license for undertaking derivatives
Supervisory Board.9 In cases where the licensee fails to comply with the conditions specified under the first paragraph, the Minister with the SEC’s recommendation may revoke such license. Clause 17 Subject to
made in this material are forward-looking statements with the relevant assumptions, which are subject to various risks and uncertainties. These include statements with respect to our corporate plans
ongoing operations . Disclaimer Some statements made in this material are forward-looking statements with the relevant assumptions, which are subject to various risks and uncertainties. These include