benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
Bangkok, June 25, 2015 - The SEC suspended {A}, a former capital market investment consultant of Phillip Securities (Thailand) Public Co., Ltd., for making trading decision on client's behalf and
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
-up capital. In accordance with the definition prescribed in the Notification of Capital Market Supervisory 72/2558 Re: Approval of Offering for Sale of Newly Issue Shares by Listed Companies to the
the name of shareholders according to the Securities and Exchange Act section 225 will be on September 5, 2016. The interim dividend will be paid on September 15, 2017 from net profit that still enjoys
and their Relationship with the Company Purchaser: T.K.S. Technologies Public Company Limited Seller: Miss Sutida Mongkolsuthree Relationship with the Company: The Seller as is a person under Section
acting as the Capital Market Supervisory Board under Section 60 of the Securities and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 This Notification shall come
SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital