Derivative Warrants | CMBANK41C2311A | DERIVATIVE CALL WARRANTS ON CHINA MERCHANTS BANK CO., LTD. (H SHARES) (3968) ISSUED BY JPMORGAN SECURITIES (THAILAND) LIMITED LAST TRADING IN NOVEMBER 2023 # A

Derivative Warrants | BOCH41C2309A | DERIVATIVE CALL WARRANTS ON BANK OF CHINA LTD. (H SHARES) (3988) ISSUED BY JPMORGAN SECURITIES (THAILAND) LIMITED LAST TRADING IN SEPTEMBER 2023 # A | BANK OF

Derivative Warrants | CMBANK41C2309A | DERIVATIVE CALL WARRANTS ON CHINA MERCHANTS BANK CO., LTD. (H SHARES) (3968) ISSUED BY JPMORGAN SECURITIES (THAILAND) LIMITED LAST TRADING IN SEPTEMBER 2023 # A

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code

T.N.N. (Thailand) Co., Ltd. T.N.N. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16

A.L.T.I. Co., Ltd. A.L.T.I. Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives

Mandawee Tour Co., Ltd. Mandawee Tour Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.33