, securities dealing business or securities underwriting business and capable of providing services related to debt securities and Sukuk is eligible to act as a bondholder representative. This is to ensure
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the
Company Limited. Consequently, pursuant to Section 267 of the Securities and Exchange Act B.E. 2535 (1992), the asset attachment order remains effective under the court orders otherwise.**Mr. Anak Yooyuen
practices.In a matter of the proposal of agenda items by shareholders under Section 89/28 of the Securities and Exchange Act B.E. 2535 (1992), SEC considers to impose a specific period for proposing agenda
Securities and Exchange Act B.E. 2535 (1992). The clarity of the terms would not only be useful for business operators and all parties involved but also boost investors’ confidence in trading activities
principles for amending the Securities and Exchange Act B.E. 2535 (1992) in three major areas, namely: (1) the granting of approval to audit firms and auditors in the capital market, (2) the collection of
Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E
amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the
evening.His action was deemed using inside information to take advantage of the others in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and thus liable to the penalty
learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act