position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the Notification of the Securities and Exchange Commission No
Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
from the civil penalties will be submitted to the Ministry of Finance as public revenue.** Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of
directors is deemed untrustworthy to perform duties as directors and executives of a securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform
applications submitted in 2023. The Notification of the SRI Fund Fee Exemption Regulations has been published in the Government Gazette, taking effect from 1 January onwards. An SRI Fund is a mutual fund that
imposed on an asset price appraisal. Due to their deficiencies above, {X1} Securities and {A} are deemed to have contravened the Notification of the SEC Office concerning Granting of Approval for Financial
with Clause 4(3) of the SEC Notification No. KorChor 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated April 23, 2010; causing the termination of such
the special purpose vehicle (SPV) are the right to claim occurring overseas or arising from overseas assets.** Pursuant to the Notification of Capital Market Supervisory Board No. TorJor. 62/2566 on
of the public prosecutor, and an adjudication of the court of justice, respectively. Note: * Untrustworthy Characteristics under the Notification of the Securities and