addition, it was found that {B} and {C}, the investment consultants, were responsible for the client's account, respectively. Both of them were subordinates of {A} and aided trading securities on behalf of
their trading decisions without objection or asking for any information of those securities. In addition, it was found that a client of Onjira asked her to make trading decision on his behalf while Wasana
securities. In addition, it was found that a client of {B} asked her to make trading decision on his behalf while {C} submitted the client's securities trading orders via the internet from the IP address of
efficiency improvement in concurrent with financial stability enhancement. It is not only a matter of survival but also that of creating a strong foundation and paving the way to be a leader in their
-ROSC assessment program in 2005, it has been a big challenge for the Thai Capital Market to enhance the corporate governance standard to be in accordance with international guidelines. The Thai Listed
trading orders via mobile phone because it was inconvenient for the client to contact via fixed line. On {F} case, the SEC found that he had failed to record some of his client's derivatives trading orders
investors do not realize that it is not permissible for investment consultant, with or without authorization from investors, to make decision in securities and/or derivatives trading on behalf of them
efficiency of the regulatory regime This is to help shorten procedures for businesses, yet enhancing their competitive edge. However, it will be carried on based on a reasonable level and speed so as for the
. It is worth noting that an effective anti-corruption campaign cannot be achieved simply by telling other people to stop corruption but by setting and adhering to anti-corruption practices to become