Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board recently resolved to approve additional type of mutual fund selling agents which must: (1) be state enterprise which is non

2012 rectified and audited financial statements. The request was made on the ground that the auditor of STHAI?s 2012 financial statements was not appointed to audit the company?s 2013 financial

, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved the relaxation on rules applicable to mutual funds for AIs (institutional and high net worth investors). The relaxed

, comprising banks, securities companies and asset management companies, could obtain CAC certifications, it will certainly be a strong signal that anti-corruption practices are very important issue to be

Bangkok, February 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine on {A} in the amount of 25,665,197.13 baht for manipulating share price of Rich Asia Steel Plc. (RICH).{A

greater use of trust for transactions in capital market.?????????? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board approved to allow PE set up as trust, apart from being structured

. The SEC hopes that the information offered in our booth will benefit the visitors and be practical for their investment planning, said Waratchya.

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

general public and hope that this event would help raise public awareness in the financial literacy,? said Vorapol.

relaxing the requirements, respectively.REITs regulations will be relaxed to allow the commercial banks performing a function of  REIT trustees to participate in REITs related businesses, providing that a