Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015   Notification of the Office of the Securities and Exchange Commission   Sor Thor. 68/2558 Repeal of the Notification of the Office of the Securities and

Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015   Notification of the Office of the Securities and Exchange Commission   Sor Thor

Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets

| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81)    Business Operation Rules |- Net Liquid Capital Rule

Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission    Contact The Securities and Exchange

clearing house in the case where the regulations applied for approval may affect the business operation or the interest of such persons. Clause 4. All orders and circulars issued under or prescribing

Provision for decommissioning decreased Baht (9), and (2) million respectively due to decrease in interest rate. • Long-term borrowings from financial institutions decreased by Baht (71) million, which mainly

Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors

may cause damages to the interest of the investors. Yes No If “No”, please specify __________________________________________________

public and listed companies to be cautious in making transactions related to digital assets Increasingly, the public and listed companies begin to take interest in performing transactions related to