(ศูนย์ซื้อขาย) โดยศูนย์ซื้อขายดังกล่าวต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลที่เป็นสมาชิกของ IOSCO ซึ่งเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA Institute และสมาคม ซีเอฟเอ ไทยแลนด์ จัดงานอบรมหัวข้อ“Understanding the impact of sustainability on the value and performance of
capital market participants to continuously enhance knowledge and understanding on this issue. The intended outcomes are to encourage investments in businesses that operate sustainably, ensure
Memorandum of Understanding concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), for the purposes of information exchange and regulatory enforcement co-operation. Due
This seminar aimed to promote listed companies’ awareness of the importance of the Three Lines of Defense in fostering good corporate governance. It also sought to enhance the understanding of
holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of
The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in
General investors with knowledge and understanding of SMEs and startups, having the minimum amount of income or financial status as specified by SEC, provided that they purchase these shares through an
provide an understanding on the roles of SEC and SEC Check First application, an application for searching up list of approved products, persons, and legal persons, and the Retirement-Checkup