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of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its client activity oversight was insufficient to effectively verify the identity of clients or their
ensuring that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the disciplines in accordance with such
that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
consultation and providing services relating to trading investment units, including the disciplines in accordance with such regulations as specified by the management company; **(5) having the following
relating to the financial aspect of business operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for
leasehold agreement is approximately 88.00 million baht, the decoration and utility system cost are approximately 12.00 million baht and the equipment and information technology system approximately 5.00