contacts: the type A investor contact who conducts an analysis on the value or suitability of any trading or investment in derivatives, and the type B investor contact who does not conduct an analysis on the
on November 16, 2017 that notified the Company to clarify the appropriateness of the assumptions used in the fair value measurement of investments, therefore, the Company appointed another independent
. Cherdchaiwon is hired upon the Agreement in the amount of THB 8,881,000, the Executive Directors of Carnival Magic, specialist engineers, structural engineers has considered the appropriateness of the price
shares, by primarily taking into account the appropriateness and sufficiency of information used for making investment decisions and measures for investors protection. In this regard, the Office may also
) -2- “mutual fund rating”2 means giving advice or opinion or suitability of investment in a mutual fund in comparative value and may be giving a sign or other symbol for supplementing such advice or
บัลูกคา้ (“KYC/CDD”) และการประเมินความเหมาะสมในการลงทุน (suitability test) (2.1) ตอ้งท า KYC/CDD อยา่งครบถว้นและเพียงพอเพื่อทราบและระบุตวัตน แนวทางในการปฏิบติัหนา้ท่ีของบุคลากรในธุรกิจตลาดทุน 5 หรือ
system, 6.3 an opinion on the compliance with the law on securities and exchange, the Exchange's regulations, or the laws relating to the Company's business, 6.4 an opinion on the suitability of an auditor
trading of each customer and analysis report or article on the value or suitability for trading in derivatives, underlying assets or variables as specified in a derivatives contract, as well as other
derivatives trading of each customer and analysis report or article on the value or suitability for trading in derivatives, underlying assets or variables as specified in a derivatives contract, as well as