account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person
securities or derivatives, investors are advised to examine beforehand whether the solicitor is a legally approved or registered entity to prevent potential damage. The SEC list of licensed entities is
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
concession to supply electricity for Myanmar Electric Power Enterprise. The potential contract agreement with VTE would support GEP-Myanmar in its construction of the solar power plant within the deadline of
to Thai capital market as stated in the Master Plan for Capital Development approved by the Cabinet and the SEC?s strategic plan for 2010-2012.The SEC will push forwards the following aspects, in
and is in the process of realizing the potential for developing CDM projects to generate state revenues.However, CDM is relatively new in Thailand and access to sources of fund is limited because of the
receive the SEC?s official letter. Information on the approval can be found on the SEC website ? www.sec.or.th; under topics ?Weekly News? for securities issuance and offering, and ?Mutual Fund Report and
Bangkok, June 29, 2015 ? The SEC advised shareholders of Chai Watana Tannery Group Public Company Limited (CWT) to study CWT?s investment proposal for waste incineration plant project. As the
pursue the NPL management and collection business, which is viewed to have a potential to generate income and enhance the stability of the company in the long run.However, the independent financial advisor
?s support for infrastructure fund is a good sign as development of infrastructures is essential for national growth and regional connectivity. This means greater potential for Thailand to become a