(Thailand) at the time, had prepared documents and contracts on behalf of the securities company and solicited eight clients to deposit money in the company?s banking account for the purpose of investing in a
would help local businesses to be prepared for competition resulting from the ASEAN Economic Community and thus bring about expansion of Thai business, increase in employment and raising awareness on
apply such information to business strategies. Investors are able to learn of listed companies? commitment and policy against corruption from securities firms? analysis reports prepared by taking into
?s quarterly and annual financial statements for 2004, which was not prepared in compliance with generally accepted accounting principles concerning the matching principle, which was a breach of
financial statements. 3. Where the financial statements provided in response to Part VIII. Financial Information are prepared in a currency other than the Thai Baht, disclosure of the exchange rate between
Memorandum is true and accurate and has carefully been prepared, mainly taking into account the benefits to the shareholders. This Information Memorandum has been prepared for information disclosure only, not
performance has been prepared in accordance with performance measurement standards set out by the Association. The statement shall be placed after the statement under (a) and on the same page; (2) The
.” The warning and the fund’s past performance shall be on the same page; (b) a statement specifying that the measurement of fund performance has been prepared in accordance with performance measurement
fund performance has been prepared in accordance with performance measurement standards set out by the Association. The statement shall be placed after the statement under (a) and on the same page; (2