Notification to be complied with, the SEC Office may perform the following: (1) establish rules in clear detail to enable securities clearing houses and central securities depositories to practice in a
บริหารจัดการเทคโนโลยีสารสนเทศระดับองค์กรที่ดี (IT Governance Practice) 06/11/2562 แบบรายงาน/แบบฟอร์ม คู่มือ แนวทางการบริหารและจัดการความเสี่ยงทางด้านเทคโนโลยีสารสนเทศ (IT Risk Management Practice) 06/11
Statement (“Registration Statement”), and the effective date of the Registration Statement; - Specify the investor warning as follows: “Before investing, investors must exercise their discretion in
Board of the Stock Exchange of Thailand Re: Disclosure and Practice of Listed Company in Acquisition or Disposal of Assets B.E. 2547 and (b) the connected transaction under the Notification of Capital
exercise precaution and refrain from using the organization’s information systems which may likely damage the intermediary or the capital market or have an impact on the national security, and that they are
derivatives broker shall exercise its prudence by reviewing the financial status, sources of income, and assets to be placed as collateral or for repayment in derivatives trading. Clause 23. Prior to opening an
to place collateral and the client’s repayment ability under Paragraph 1, the derivatives broker shall exercise its prudence by reviewing the financial status, sources of income, and assets to be