months and twelve days (while being suspended by KT Zmico Securities Co., Ltd.; she has still performed investment consultant duty as an investment units sales representative at another company until
. The SEC therefore reviewed Ms. Sulalit’s audit work performed for Renaissance FMC and found that she had seriously failed to comply with auditing standards. The deficiencies included: Failure
Executive Officer and authorized director, which is duly required to be performed. 22/11/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  
the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 25/08/2022 agreed to comply with civil
from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief Executive Officer and authorized director, which is duly required to be performed. 10/01/2023 agreed to comply with
(IEC), and Mr. Maruphong Siriwat, a general manager of thermoplastic project of IEC in Rayong province and Mr. Chayakorn Akaramas, an office manager of the project performed their duties dishonestly
), jointly with Mr. Maruphong Siriwat, a general manager of thermoplastic project of IEC in Rayong province and Mr. Chayakorn Akaramas, an office manager of the project performed their duties dishonestly
further investigation revealed facts and evidence supporting the belief that a group of 32 persons acted together to manipulate the price or trading volume of MORE share during the period from 18 July 2022
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the
investigation, Sakkarin was found to have acted in the following manners: (1) Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio