personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
profiles] phanchul Typewriter [Indicate the status, at least one] phanchul Typewriter [When selecting this one, fill some more description] phanchul Typewriter [When selecting this one, fill some more
and transfer securities in the clients? accounts into those of other clients who were related to herself to seek personal gains.In addition, Pornthip filled in different confirmation phone numbers on
ONE ASSET MANAGEMENT LIMITED|Country Fund
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
, (10) Mr. Bovorn Rungruangnavarat, (11) Mr. Ekkachai Tangsatjatham, (12) Mrs. Jirawan Boonchokchuay, (13) Miss Nawanwat Tocharoenniwatsai, and (14) Miss Lapatrada Pumput. with personal and financial
Tanasuteerachai, (10) Mr. Bovorn Rungruangnavarat, (11) Mr. Ekkachai Tangsatjatham, (12) Mrs. Jirawan Boonchokchuay, (13) Miss Nawanwat Tocharoenniwatsai, and (14) Miss Lapatrada Pumput. with personal and financial
. with personal and financial relationships, either directly or indirectly, colluded or supported one another to manipulate the price and/or trading volumes of Thonburi Healthcare Group Public Company