Marketing Representative of Private Fund and Standards of Conduct . Division 3 Agreement for appointing representative ___________________ Clause 11 The agreement for appointing a representative shall be made

Marketing Representative of Private Fund and Standards of Conduct. 9 Division 3 Agreement for appointing representative ___________________ Clause 11 The agreement for appointing a representative shall be

] the code of ethics and standards of professional conduct as defined by the associations related to securities business or by organizations in connection with securities business recognized by the SEC

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, however, not complied with the accounting standards stating that the revaluation surplus has to be transferred directly to retained earnings when the asset is retired. The SEC thus instructed ABC to rectify

accountability in accordance with the professional code of ethics, auditing standards, and other additional regulations prescribed by the law governing securities and exchange. Yours sincerely, Signature

financial literacy programs for investors and the public. This year, 22 business operators met the SEC's standards for educational content and qualifications, resulting in a total of 31 awards presented. The

announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai

effectiveness in enforcement of the law and protection of investment to be aligned with international standards” From the study of the related laws in five influential countries and a focus group meeting with

, such as ESG information/disclosure standards, analytical tools, and stakeholder awareness and engagement.The ACMF also welcomed feedback from institutional investors during the meeting, through the ACMF