SEC has applied the principles for regulatory reform to revising governing mutual fund regulations in order to ensure that these rules are reasonable, practical and less burdensome for the

engagement quality reviewers (EQR) of listed companies must have competence, capabilities and authority at a level not less than auditors in the capital market who audit listed companies. In the event that an

fine not exceeding twice the amount of the benefits received or should have received but not less than the minimum amount of 500,000 baht, or both.The complaint has been filed against Siwasit, Noppawan

(employee?s choice) in cases where the fund member chooses to invest less than 50 percent of his or her PVD?s proceeds in the fund with low risk investment (low risk investment policy refers to a policy to

, providing that in cases where any issues under laws of foreign jurisdiction are less stringent than Thai laws, there must be an arrangement of investor protection mechanism comparable to Thai laws;- Home

paragraph of Section 281/2 to a fine not exceeding the damages or the benefit obtained but not less than 500,000 baht.On complaints relating NMG take-over as to whether or not relevant laws have been violated

procedures, for example, the property funds will be allowed to own real estate or lease-hold for less than one year. Furthermore, restriction on unitholding in the Type 1 property fund will be temporarily

one on ?Capitalizing  on Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies? will be no less interesting as the panelists include Mr. Ashley Alder, CEO of Securities and

listed companies.   Having strong CG could help lessen risk exposures, not specifically for market risk, as well as contribute to higher returns; in particular, less price fluctuation during economic

. Salary will not be less than the amount previously obtained while welfare will be similar to that of SEC personnel working in the equivalent positions.?For inquiries on the above matter, please call the