, which shall be held within a specified period, and in any case, shall not be later than one hundred and twenty days as from the date of obtaining the license and the registration as an association related

unaudited financial statements of all Thai securities companies and derivatives broker, which may be different from the data shown in the audited financial statements that will later be disclosed to the

and reliability of AIE internal control system. This subsequently caused AI auditor’s inability to express opinion on 2014 consolidated financial statements of AI for the same reason. Later, AIE

rectification must be disclosed publicly via the SETLink Electronic System by 10 February 2025*.EE later made a request for an extension of submission deadline of its rectified financial statements for the

Earlier in March, the SEC Board passed a resolution approving in principle the establishment of the Digital Asset Regulatory Sandbox. Later in May, the SEC conducted a public hearing on this matter

businesses that comply with the criteria for knowledge sharing activities for the public. Further details will be provided later. Interested persons can stay updated on the Initiative's news and developments

The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25

accumulate KDH shares for themselves and others to later sell in a big lot transaction or to profit from trading KDH shares (as the case may be). This manipulation caused the price of KDH shares to move

draft regulations to be more suitable. On 4 November 2021, the SEC Board Meeting No. 17/2564 passed a resolution approving amendment to the regulations. The SEC has later issued a notification of the

digital asset business that would be required to apply for a license. The SEC later conducted a public hearing on a proposal to revise the regulations in this matter to ensure safe and standardized digital