made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market
methods for submission of trading orders. Institutional investors submitted trading orders at market price (market order) while retail investors submitted trading orders with specific prices (limit order
jurisdictions can submit the filing under ASEAN Disclosure Standards. In case of private placement to institutional and high net worth investors, they can submit single filing form in English version.In addition
, audit committee should place greater emphasis on disclosure of non-financial information to which institutional investors tend to pay more attention in making investment decision. Investors also tend to
corporate fund raising through bond issuance. The project will provide the business operators interesting in bond issuance with a forum to exchange views and experiences with institutional investors and for
instrument and mutual fund. In addition, starting from July 1, 2012, the SEC will require person with duty to solicit and give advice on securities or derivatives to institutional investor be approved by the
. KorChor. 9/2555 Re: Determination of Definitions of Institutional and High Net Worth Investors By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and
investment management of mutual fund for institutional investors or ultra- ultra-high net worth investors (Ultra Accredited Investor Mutual Fund) which implements an investment strategy similar to that of a
) including any relevant notifications and circulars issued or prescribing any practices by virtue of the said law. “Institutional investor” means any of the following persons who may duly invest in derivatives