{E} for nine months. In case of {D} already been suspended by RHB OSK Securities (Thailand) Plc., for a month, the suspension imposed by the SEC shall remain eight months. For {A}, the SEC barred him
Bangkok, July 26, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Mr. Sakorn Suksriwong for soliciting a person to purchase shares of BFIT Securities Public Company
of the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business*. The SEC has therefore imposed a six-month suspension on {A}, effective from 12
Bangkok, August 17, 2012 - The SEC imposed administrative sanction on seven investment consultants for their failure to record clients' securities or derivatives trading orders by suspending one
Bangkok, August 21, 2012 ? The SEC revealed that the Settlement Committee has imposed a fine of 500,000 baht on Sunthorn Chaononghin, then an engineer of Solartron PLC (SOLAR), for trading SOLAR
suspension imposed by the SEC shall remain fifteen days.
Bangkok, November 18, 2010 ? The Settlement Committee imposed a fine of 333,333.33 baht on Kajonchai Ngamvorarojsakul for aiding or abetting the manipulation of Focus Development and Construction Plc
} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor
Thai Unique Coil Center Plc. (TUCC) shares. The filing of criminal complaint resulted from their failure to pay the fines imposed by the Settlement Committee, causing the criminal case to be unsettled.In
mislead other persons was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht.