performance of the management company itself or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to
fees are completely paid in full. Clause 19/1 3 A licensee under Paragraph 1(1) (2) or (3) of Clause 5 who has notified and executed the intention to comply with the Notification of the Capital Market
Licenses dated 1 December 2010 shall make the payment according to rules and timeframe prescribed in such Notification until the fees are completely paid in full. Clause 19/13 A licensee under Paragraph 1(1
the duties of fund supervisor correctly and completely; 3. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the
the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the
such securities company to correct, act or omit from any act, to comply with this Notification. Chapter 3 Transitional Provisions _______________ Clause 32 A securities company shall completely provide
Clause 32 A securities company shall completely provide data or documentary evidence used for verification of identity of its clients, beneficial owners and controlling persons of the clients, including
or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents