​ ​        ​   ​​​​ SEC and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights SEC Complaint https://www.sec.or.th/EN/Pages/Investors/Investors1.aspx

fairness and transparency, to supervising capital market professional to elevate their role of inspection and preventing listed company fraud. The proposed amendments also aim to enhance the reporting of

การเสริมสร้างกลไกให้เกิดการลงทุนอย่างยั่งยืน เช่น Thai ESG ภายใต้เงื่อนไขใหม่ และ digitization ที่จะเน้นการนำเทคโนโลยีและนวัตกรรมมาใช้ในกระบวนการบังคับใช้กฎหมายให้เร็วยิ่งขึ้น เช่น fraud prediction

the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA

offenses against the Securities Law such as fraud, unauthorized fundraising or unlicensed securities business undertaking, remain subject to criminal proceedings by means of criminal complaint filing with

SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the

Pack (Thailand) Plc. (NIPPON) to the Department of Special Investigation (DSI) on May 27, 2010 and April 29, 2011 in the offences  relating to fraud and embezzlement and falsifying documents during 2008

unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud

auditing the issues related to fraud risks and revenue recognition. In addition, the ongoing challenge to be urgently addressed was to increase the number of auditors with a view to accommodating the growth

this juncture, the SEC has also urged the ASCO to propose the guidelines for securities transfer between clients with a view to preventing fraud or inappropriate acts.