businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining licenses as trading centers, brokerage firms or traders https://www.sec.or.th/EN

1 Does the whole firm perform https://www.sec.or.th/EN/Documents/Auditor/monitoring.doc แบบแสดงราการข้อมูลประจำปี of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3

long-term value for their beneficiaries. We look forward to being involved in similar masterclasses in the future.”The event brings together representatives from leading asset management firms to engage

unprofessional by trading securities though the client's account for her own benefit. 2) In case of {B}: The SEC obtained a report from UOB Kayhian Securities (Thailand) Plc. on its investigation that the firms

asset management firms, and revises regulations governing advertisement of financial products to prevent improper distraction or solicitation that may cause investors to misunderstand the true objective

experience. To this end, we have emphasized collaboration and synergy with other companies within KASIKORNBANK FINANCIAL CONGLOMERATE, startup firms and strategic partners. In the third quarter of 2018, KBank

engagement quality control reviewer to evaluate the financial statements of the companies whose shares are listed securities and the companies applying for approval of newly issued shares before affixing

SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset

and our customers both directly and indirectly. KBank has emphasized synergy with K Companies, strategic partners and startup firms for enhancement of our business capabilities to achieve sustainable

companies; Auditor; Controller. Summary of the types of auditor’s reports (Form 61-4)* Auditor. Name of the company secretary; Persons who participated in training and guest lecturers from other agencies