compensation report under (1). (3) Announce name(s) of mutual fund(s) which makes a price correction under (2) and the price correction date thereof under (2) in at least one daily newspaper within three
by the Office; (4) there must be a system to monitor daily the market value of the loaned securities and collateral. In the case where the business operator lends securities to its customer through a
be a system to monitor daily the market value of the loaned securities and collateral. In the case where the business operator lends securities to its customer through a margin account under the
not be less than the ratio notified by the Office; (4) there must be a system to monitor daily the market value of the loaned securities and collateral. In the case where the business operator lends
timing such as: 1. Issue monthly report to show the flow and the balance of assets in each month; 2. Issue daily report in the case of client’s order to transfer money or assets to other person or in the
in each month; 2. Issue daily report in the case of client’s order to transfer money or assets to other person or in the case of money or assets transferring for purposes other than those provided in 1
daily basis. (6) investing in repurchase transaction of the securities under (2) or (3) in accordance with the following rules and conditions: (a) having a counterparty which is an institutional investor
credit rating according to clause 7/2; (5) investing in investment unit of money market fund which has unit repurchasing policy on a daily basis. (6) investing in repurchase transaction of the securities
หรือกองทนุเปดตราสารหนี้ประเภท daily redemption ทั้งนี้ ตองไมเปนหนวยลงทุนของกองทนุรวมภายใตการจัดการของตัวเอง เหตุผล เนื่องจากการลงทุนในหนวยลงทุนของกองทุนตามลักษณะขางตน ถือไดวา มีสภาพคลองเทียบ