e-service Online Submission See canceled document Business Operation Rules >> Complaint Handling Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Derivatives Agent >> Complaint Handling Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
strategies for handling such impacts.(3) Risk Management: Disclose how the organization identifies, assesses, and manages climate-related risks as part of the organization’s risk management. (4) Metrics and
measures for handling conflicts of interest, and the Environmental, Social and Governance (ESG)-based decision-making factor for choosing target listed companies.The Code will also cover guidelines for
– Take on the role of a data analyst to learn techniques for assessing data quality, handling missing values and duplicate data, and integrating data from multiple sources into an accurate, complete
acceptance of redemption of investment units or customer solicitation; (4) handling investor complaints relating to the performance of duties in sale or acceptance of redemption of investment units or customer
the rules on sale or acceptance of redemption of investment units or customer solicitation; (4) handling investor complaints relating to the performance of duties in sale or acceptance of redemption of
representative to comply with the clause in the agreement and the rules on sale or acceptance of redemption of investment units or customer solicitation; (4) handling investor complaints relating to the