with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter

Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into

client in an unprofessional manner.The actions of {C}, {D}, {F}, and {G} were deemed performing duties beyond the scope of employment, taking advantage of client by virtue of duties, and using client

mainly from increasing in cash and cash equivalent, debt acquisition both secure non performing debt and unsecure non performing debt. Liabilities and Shareholder’s Equity The Company’s total liabilities

check the transaction before executing it for the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The

{A} for executing their trading orders.{A} later resigned from Globlex to work for KTB where she made trading orders in the derivatives accounts of several clients who had given her their usernames and

Mr. Yanyong Intarasongkarw Mr. Yanyong Intarasongkarw joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of

Mr. Ekkavit Kamontaypa Mr. Ekkavit Kamontaypa joined or agreed with other offenders in manipulating 6 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Siwasit Sainumphung Mr. Siwasit Sainumphung joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of concealing

Mrs. Woranan Lertkultum Mrs. Woranan Lertkultum joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of concealing