compensation for the membership fee of a website, etc.; (2) the owner of a website or any other electronic media giving a channel for the general public to express an opinion or share knowledge or experience in
company or securities company for 56 months; (2) The offenders – namely, Pallapa, Payao, Sompong and Pichaya – are required to separately pay a civil monetary penalty, a compensation in the amount equal to
transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as
is suspended for two months, starting from 18 December 2020. TMB itself had already terminated the employment of all three investment consultants. {D} and {A} were dismissed without compensation
consequently ordered by the Revenue Department to return the received tax benefits and pay a fine. In this regard, TMB paid a compensation to the client for the money paid to the RD; (2) In the case of {B
her employement and had her pay compensation to the inflicted client in full.Panita and Nitchawan have failed to perform their duties or provide services honestly. Their misconducts were deemed wrongful
particularly on NIPPON without spreading any damage to the public, and he made all compensation for the damage, it could be considered that he repented of what he had done while mitigating the injured person?s
warned the three branch managers against improper duty performance. Also, {X1} has already paid for the compensation in full for each affected client. Owing to this case, the SEC has found that {X1}'s
, experience and tenures of fund managers; fund managers? compensation structure; and fund mangers? investment within the fund. The sales and media area was improved from the first evaluation in 2011, but is