ก.ล.ต. ปรับปรุงหลักเกณฑ์ที่เกี่ยวข้องกับการรายงานผลการขายหุ้น IPO โดยมุ่งให้มีการเปิดเผยข้อมูลที่สำคัญและเป็นประโยชน์ต่อการตัดสินใจของผู้ลงทุนเพิ่มขึ้น (disclosure-based) เพื่อให้ทันเวลาและไม่เป็น
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
for a license without the need to apply for a new license when expanding their business operations; (2) To revise the licensing fee structure to charge fees based on the specific services a business
requirements for digital asset operators not engaging in securities or derivatives businesses.** NC calculation is based on liquid assets deducted by total liabilities and risk haircuts.
The SEC has initiated an issuance of a notification stipulating rules, conditions and procedures for collecting, disposing, and distributing REIT assets, based upon the Notification of the Capital
Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense
: (1) Allowing the sale price of Type A investment units to be set at par value (10 baht per unit), in addition to sales based on the NAV per unit; (2) Establishing specific investment
digital assets which are technology-based investment products. It is important to raise awareness and build investment skills for them because the faster they begin their savings and invest in proper