ความเสี่ยงที่กระทบต่อฐานะทางการเงินหรือสภาพคล่องของบริษัทจึงมีอยู่อย่างจำกัด ทั้งนี้ เพื่อให้สอดคล้องกับหลักการกำกับดูแล prudential risk ของบริษัทหลักทรัพย์ตามแนว Risk-Based Approach ซึ่ง

and Exchange Act will not send person or agents to be directors, management or controlling person. As a result, the management and internal control of the Company remain unchanged. The Company and VAVA

Company’s financial reporting process to ensure accuracy and adequacy. 2. Ensure the Company has suitable and efficient internal control system and internal audit. The Committee shall consider the

securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment

securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment

securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal