Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Intermediaries ( 4 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic property OR "electronic property" OR
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Intermediaries ( 4 ) http://172.19.1.196:8983/solr/secweb/select?q=virtual property OR "virtual property" OR
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of