Supervisory Board  Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary   06/09/2013 01/04

e-service Online Submission See canceled document Derivatives Agent >> Business Conduct (Section 18)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Agent >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E. 2546

e-service Online Submission See canceled document Derivatives Agent >> Know Your Clients   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Risk Disclosure   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Agent >> Risk Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory

e-service Online Submission See canceled document Derivatives Agent >> Conflict of interest   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Complaint Handling   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

Market Supervisory Board  Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary   06/09