provision.However, the draft guidelines will be effective and applicable to the aforementioned business operators only if approval from SEC has been obtained. SEC is, therefore, seeking comments from the business

more convenient use, for example, combining the rules on seeking resolutions of the unitholders of funds in the notification concerning such matter.In addition, the rules on private fund management and

Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses

Bangkok, 1 March 2019 ?  The SEC is seeking public comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals

, and seeking the annual general meeting’s resolution for ratification of the financial support transaction is in compliance with corporate governance principles.  The aforesaid loan transaction is

transaction volume to use of standby subordinated loan facility to recover NC shortfall on a temporary basis which will reduce costs for seeking short-term finance. (2) To require the business operator

Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow

startups. We would like to invite startups or interested persons to propose ideas, concepts or projects related to fintech to the contest. Or if anyone is seeking a topic, Thai Fintech Association has

for licenses as trading centers, brokerage firms and traders for digital assets from SEC.”Those seeking a digital asset license must contain the key qualifications as follows: (1) a Thai company as a

Bangkok, 20 March 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing information disclosure and auditors of securities issuers to be more in line with the