presented in latest financial statement, audited by auditor, not less than the ratios as specified in the Notification of Securities and Exchange Commission concerning the Maintaining Capital Adequacy of
regard, in case the intermediary has raised its capital after the date of the latest financial statement, 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities
. ------------------------------ Notification of the Capital Market Supervisory Board No. TorNor. 76/2552 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds By virtue of Section 16/6 of the Securities and Exchange Act B.E
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------ Notification of
Connected Nature: This transaction is not a connected transaction in accordance with the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 Hence, according to the Company’s latest
1 No. 3/2020 November 25, 2019 Re: Notification on the subscription of the newly issued shares in Thai Identity Sugar Factory Company Limited, a subsidiary of the Company Attn: The President of the
117 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification
the amendments* have been published in the Government Gazette and became effective on 1 June 2024. ____________________Notes: * Four notifications of the relevant regulations are: (1) Notification of
which the transaction size as basis no.2, the calculation based on total value of consideration paid or received according to the Notification of the Capital Market Supervisory Board No. Tor.Jor. 20/2551