Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
) the establishment of PVDs with investment in single type of asset (pure asset) will be permissible, providing however that the asset management company must monitor investment ratio through each fund
under Section 17 paragraph one, Section 26, Section 57, Section 66, and Section 94 of the Royal Decree on Digital Asset Businesses B.E. 2561 (2018). The defendant's conduct constituted a single act
per share Guarantee amount provided by the company : Previous HKD 1,500,000.- New HKD 500,000.- (7) General description of connected transaction Type of transaction : Transaction regarding grant of
Page 1 of 3 (Translation) IR 036/17 November 13, 2017 Re : To ratify the Loans provided for The Iconic Property Company Limited based on shareholding proportion. (Additional) To : Director and
Vinythai accept services support for the year 2018 from Asahi Glass Co.,Ltd (Japan), a connected person of Vinythai, is not exceeding of Baht 46,892,000 Details of services are provided in Attachment 1
expenses, provided that the expenses are limited only to expenses relating to the business operation; (3) ten percent of the average annual income but not exceeding five million baht, provided that the
intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly expenses, provided that the expenses are
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings