of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551
Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of
and Granting of Permission to Securities Companies to Establish Branch Offices _____________ By virtue of Section 16/6 and Section 92 of the Securities and Exchange Act B.E. 2535 (1992) as amend by the
142 or Section 143 of the Securities and Exchange Act B.E. 2535 (1992). (5) for the period of twelve months prior to the date the branch office starts its operation, it must not appear that the
Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services (No. 2) dated 27 December 2006 was published in the Government Gazette, Vol. 124, Special Section
No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By virtue of Section 3 and
Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By
correlated with the trading activities in the account for which Mr. Suthee was authorized to place price-manipulating orders. The actions of these two individuals constitute offenses under Section 244/3(1) in
orders in a continuous manner with the intent to manipulate the prices or trading volumes of the securities beyond normal market conditions.Patcharadanai’s actions were deemed a contravention of Section